Important Information for FINRA Firm Clients
As you may have noticed, FINRA recently released additional details regarding upcoming changes to their fingerprinting process. Read More
New FINRA Fingerprinting Process Begins December 6: What You Should Know
FINRA recently confirmed that it will transition its fingerprinting process on December 6, 2021. Read More
Statute of Limitations for BIPA Claims Addressed by Illinois Appellate Court
The court concluded that the proper statute of limitations period for claims under the Illinois Biometric Information Privacy Act (BIPA) depends on the section of the Act referenced in the claim. Read More
August 2022 Updates to FINRA Fingerprint Processing
A Notice today distributed by FINRA detailed a few requirements and policies that will become effective August 1, 2022. Read More
Reminder: FINRA "Blackout" Period Taking Place Until December 6, 2021
As we previously reported , in preparation for FINRA's transition to a new back office system provider, FINRA will impose a week-long "blackout" period where both hard copy and electronic fingerprints will not be processed. Read More