Important Information for FINRA Firm Clients
Tags:As you may have noticed, FINRA recently released additional details regarding upcoming changes to their fingerprinting process. Read More
California Increases Fingerprint Processing Fees for Non-Resident Insurance Licenses
Tags:The California Department of Insurance has announced an increase in fingerprint processing fees, affecting non-resident individual license applicants and insurance company officers and directors, effective May 1, 2024. Read More
New FINRA Fingerprinting Process Begins December 6: What You Should Know
Tags:FINRA recently confirmed that it will transition its fingerprinting process on December 6, 2021. Read More
August 2022 Updates to FINRA Fingerprint Processing
Tags:A Notice today distributed by FINRA detailed a few requirements and policies that will become effective August 1, 2022. Read More
Reminder: FINRA "Blackout" Period Taking Place Until December 6, 2021
Tags:As we previously reported , in preparation for FINRA's transition to a new back office system provider, FINRA will impose a week-long "blackout" period where both hard copy and electronic fingerprints will not be processed. Read More